Individual Investors

Individual Investors

Wealth Management for Individuals

Fiduciary Duty

Quo Vadis Capital is Registered Investment Advisor (RIA) and is bound by a legal duty to put its clients’ interest ahead of its own. This is a higher standard than required of a broker-dealer, which is permitted to sell financial products provided they are “suitable”.

Safety

We partner with Interactive Brokers, a $30B publicly traded broker-dealer. Interactive Brokers will custodian (hold) your account, provide you with access, statements, and tax documents, etc. Learn more about IBKR here.

Synergy

Our investment portfolios for individual investors are constructed using the identical process underlying our research for professional money manager clients. We are in weekly contact with CEOs, CFOs, and investor representatives of both large and small companies located in the U.S. and abroad. Simultaneously, our conversations with professional investor clients provides us with insight into current conditions, concerns, and helps us to identify investment opportunities.

Aligned

We invest our personal capital using the approach and portfolios that we manage for clients. In a sense, we are inviting clients to participate in our personal “best ideas”. This also serves to align our investment actions directly with those of our clients.

Philosophy

Drawing on 25 years of experience in the investment industry, we have developed our own approach to evaluating companies, portfolio construction and risk management. In important respects, our approach differs from the current “common-wisdom” espoused in the financial media. Please contact us for a copy of our client brochure which goes into more detail.

Access

Unlike investing in an ETF or a mutual fund, we are available to answer your questions. We will provide you with commentary, when appropriate, of our thinking about the market and specific stocks. We also encourage you to sign up for our monthly investing newsletter (free) which touches on investment philosophy, developments in the market, and typically includes a specific investment idea.

Fees

Our fee structure is competitive and starts at 1.09% for the first $250K of assets. (Contact us for the full schedule.) We do not charge a performance fee. We don’t get paid for trading your account.  We don’t take a commission to sell you complicated financial products.  Our only financial incentive is to grow your assets in a sustainable manner over the long-term.

Performance

We are very proud of our track record, please contact us for the latest figures.